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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-07 |
| CT | RA | APPROVED | 2016-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Stamford | CT | 06/2016 | 09/2016 |
| Janney Montgomery Scott Llc | Darien | CT | 09/2016 | Present |
Oakford Media LLC, Norwalk, CT. Signatory Manager (03/2024) - Family-owned business property. Not investment related, not compensated, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-22 |
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