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John G Baldassari

Morgan Stanley

Greenwood Village, CO

Colorado Springs, CO

Winnetka , IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-02-23
IN RA APPROVED 2019-07-08
CO RA APPROVED 2019-06-07
TX RA APPROVED 2019-06-07
  • IL RA
    APPROVED
    Since 2023-02-23
  • IN RA
    APPROVED
    Since 2019-07-08
  • CO RA
    APPROVED
    Since 2019-06-07
  • TX RA
    APPROVED
    Since 2019-06-07

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States

Winnetka , IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Wayne IN 09/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Wayne IN 11/2016 06/2019
Morgan Stanley Greenwood Village CO 06/2019 Present
Morgan Stanley Private Bank, N.A New York NY 07/2019 Present
  • 09/2009 → 11/2016
    Wells Fargo Advisors Llc
    Fort Wayne, IN
  • 11/2016 → 06/2019
    Wells Fargo Clearing Services, Llc
    Fort Wayne, IN
  • 06/2019 → Present
    Morgan Stanley
    Greenwood Village, CO
  • 07/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-25
  • S63 Uniform Securities Agent State Law Examination
    1984-09-25
Designations
Other Names
  • John Baldassari

View on SEC IAPD

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Other Investors

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JOHN MICHAEL DODDS
Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO
CONCURRENT INVESTMENT ADVISORS, LLC · Greenwood Village, CO

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