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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-11-12 |
| OH | RA | APPROVED | 2016-04-20 |
| TX | RA | APPROVED | 2016-04-19 |
Branch Locations
8044 Montgomery Road Suite 415, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Cincinnati | OH | 04/2016 | Present |
1) Self; Not Investment Related; Nature: Vacation House Rental in LaFollette, TN; Title/Position: Owner; Duties: Manage Property; Devotes 2 hrs./mo.; Start: 05/27/2021; Compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-03 |
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