Keira M Rawlings

Current Employers

Employment History

• 11/2001 → 03/2023
  Sympathy Solutions
  Englewood, CO
• 02/2016 → 08/2025
  Ubs Financial Services Inc
  Denver, CO
• 03/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwood Village, CO
• 09/2025 → 02/2026
  Unemployed
  Lone Tree, CO
• 04/2026 → Present
  Bank Of America, N.A.
  Greenwood Village, CO

Previous Registrations

• 2017-04-14 → 2025-09-10
  Ubs Financial Services Inc.
  Denver, CO
  Lincoln, NE
  Denver, CO
• 2010-01-07 → 2010-03-31
  Morgan Stanley
  Greenwood Village, CO

Other Businesses

Name of the other businessInstacartWhether the business is investment-relatedNoAddress of the other business NY, NY Nature of the other businessGrocery DeliveryYour positionDriverTitle, or relationship with the other businessDriverStart date of your relationship8/2020Approximate number of hours/month you devote to the other business0-1Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessDriver I*4256271, Entity Type: Entity For Profit, Name of OBA: TRRT&K LLC, Address: Lone Tree, Colorado, 80124, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 02/27/2020, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: No responsibilities are required other than ensuring the LLC retains active status with the State of Colorado. Upon distribution to the trust there may be some coordination with an attorney. This LLC solely exists as an entity that holds the title to my mothers home, when she passes away the sole holding will move into a trust and be distributed to her 4 living children. This is and will be the only asset held in this entity and will be sold and distributed through the trust and assists in planning purposes for the value of her asset at near a net zero asset level.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-14
• S63 Uniform Securities Agent State Law Examination
  1996-05-22

Other Names

• Keira Marie Gallegos
• Keira Marie Gallegos
• Keira Marie Rawlings