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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-01-24 |
| UT | RA | APPROVED | 2017-07-31 |
| CO | RA | APPROVED | 2015-05-07 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| For My Three Children | Draper | UT | 08/2014 | Present |
| Wells Fargo Advisors. Llc | Colorado Springs | CO | 05/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
FOR MY THREE CHILDREN; INV. RELATED; DRAPER, UT; 22% OWNERSHIP; PASS-THROUGH LLC FOR GIFT TO MY SIBLINGS AND MYSELF; START 1/2007; 0 HRS PER MONTH. TRUSTEE OF MOTHER'S TRUST; INV. RELATED; SAN FRANCISCO, CA; START 11/2014; 1 HR PER MONTH; 1 HR DURING TRADING. TRUSTEE OF MOTHER'S TRUST; INV. RELATED; SAINT GEORGE, UT; START 12/2016; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-07 |
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