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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-20 |
| CO | RA | APPROVED | 2017-02-06 |
Branch Locations
11 South Main Street, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | West Hartford | CT | 08/2006 | Present |
| Schwab Private Client Investment Advisory, Inc. | Lone Tree | CO | 02/2016 | 02/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-29 |
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