Steven Bromberger

Current Employers

Employment History

• 01/2010 → 01/2021
  Wells Fargo Funds Distributor, Llc
  San Francisco, CA
• 01/2010 → 01/2021
  Wells Fargo Funds Management, Llc
  San Francisco, CA
• 01/2021 → 07/2022
  The Investment Center Inc
  Peabody, MA
• 01/2021 → 07/2022
  Ic Advisory Services Inc
  Peabody, MA
• 08/2022 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 08/2022 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2021-01-19 → 2022-07-22
  Ic Advisory Services, Inc.
  Bedminster, NJ
  Webster, MA
  Peabody, MA
• 2017-01-30 → 2020-01-15
  Allspring Funds Management, Llc
  Boston, MA
  Boston, MA
• 2010-01-04 → 2014-12-31
  Allspring Funds Management, Llc
  San Francisco, CA
• 2009-11-12 → 2010-01-04
  Evergreen Investment Management Co
  Boston, MA

Other Businesses

1. OWNER. LLC. TARA BELLA WINERY. PRODUCTION & DISTRIBUTION ON WINE. DEVOTE 1-20%. ANNUAL INCOME 1-20%. 1-20% OWNERSHIP. ESTABLISHED 7/2002. 2. PALMER HAMMOND TAX PREP. (OWNED BY NICK HAMMOND). EMPLOYEE-MEETING WITH INDIVIDUALS, COLLECTING & PREPARING THEIR FORMS FOR FILING TAXES. TIME DEVOTED: 21-40%. ANNUAL INCOME: 1-20%. DATE ESTABLISHED: 01/19/2022. 3. Licensed Life insurance agent in MA, NH & CT for Penn Mutual. Penn Mutual is paying my commissions for a previously sold life insurance case throughout 2022 and 2023. 4. SKL Group, LLC / Partner, Investor. Small business bookkeeping and payroll. No active role or responsibilities. Zero responsibility for the operation of the business. 0 hours per month; 0 hours during normal business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-11-09
• S63 Uniform Securities Agent State Law Examination
  1999-07-19

Other Names

• Steven Louis Bromberger