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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
Glen Arm, MD • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Hunt Valley | MD | 03/2009 | Present |
1) Name: Saint Agnes Healthcare Address: 900 South Caton Ave. Baltimore, Maryland 21229 Business Description: Faith-based full service healthcare provider Business is not investment related Projected Start Date: 07/01/20 Capacity: Board of Directors * Duties Performed: Generally, a director's duties include developing initiatives to strengthen St. Agnes' presence locally as a full service hospital, and to integrate the community's needs into long-term planning. Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-06 |
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