Perry Stephen Fong

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets , Llc
  Hunt Valley, MD

Previous Registrations

• 1997-01-01 → 2009-03-13
  Ferris, Baker Watts, Llc
  Hunt Valley, MD
  Hunt Valley, MD

Other Businesses

1) Name: Saint Agnes Healthcare Address: 900 South Caton Ave. Baltimore, Maryland 21229 Business Description: Faith-based full service healthcare provider Business is not investment related Projected Start Date: 07/01/20 Capacity: Board of Directors * Duties Performed: Generally, a director's duties include developing initiatives to strengthen St. Agnes' presence locally as a full service hospital, and to integrate the community's needs into long-term planning. Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-16
• S63 Uniform Securities Agent State Law Examination
  1984-06-06