Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-09-06
TX RA APPROVED_RES 2016-09-06
  • MD RA
    APPROVED
    Since 2016-09-06
  • TX RA
    APPROVED_RES
    Since 2016-09-06

Branch Locations

226 Schilling Cir Ste 270, Hunt Valley, MD 21031-8657 • United States

Ocean City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Baltimore MD 01/2001 09/2016
Raymond James & Associates, Inc. Baltimore MD 09/2016 Present
Previous Registrations
Other Businesses

AUSTIN L BYRD, JR REVOCABLE TRUST AND DURABLE PERSONAL FINANCIAL POWER OF ATTORNEY; INVESTMENT RELATED? YES; ADDRESS: CATONSVILL, MD NATURE OF BUSINESS: REVOCABLE TRUST & POA; TITLE/POSITION: TRUSTEE & POA; START DATE OF AFFILIATION: MAY 2015; NUMBER OF HOURS PER/MONTH DEVOTED : < 1 HR; NUMBER OF TRADING HOURS PER/MONTH DEVOTED : 0; DESCRIPTION OF DUTIES: MAINTAIN BANK ACCOUNTS AND ANNUITY. (2) University of Pennsylvania Lacrosse Board Address: 235 South 33rd Street, Philadelphia, PA Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Trustee Investment Related: No Start Date: 09/29/2016 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0.25 Description of duties: The Lacrosse Board at UPenn acts as an advisory board for the Men's and Women's Lacrosse program at Upenn. We look to help with program direction, fund raising, mentoring of student athletes and general well being of the programs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-13
S63 Uniform Securities Agent State Law Examination 1984-05-24
  • S65 Uniform Investment Adviser Law Examination
    2001-03-13
  • S63 Uniform Securities Agent State Law Examination
    1984-05-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hunt Valley, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor