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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-09-06 |
| TX | RA | APPROVED_RES | 2016-09-06 |
Branch Locations
226 Schilling Cir Ste 270, Hunt Valley, MD 21031-8657 • United States
Ocean City, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Baltimore | MD | 01/2001 | 09/2016 |
| Raymond James & Associates, Inc. | Baltimore | MD | 09/2016 | Present |
AUSTIN L BYRD, JR REVOCABLE TRUST AND DURABLE PERSONAL FINANCIAL POWER OF ATTORNEY; INVESTMENT RELATED? YES; ADDRESS: CATONSVILL, MD NATURE OF BUSINESS: REVOCABLE TRUST & POA; TITLE/POSITION: TRUSTEE & POA; START DATE OF AFFILIATION: MAY 2015; NUMBER OF HOURS PER/MONTH DEVOTED : < 1 HR; NUMBER OF TRADING HOURS PER/MONTH DEVOTED : 0; DESCRIPTION OF DUTIES: MAINTAIN BANK ACCOUNTS AND ANNUITY. (2) University of Pennsylvania Lacrosse Board Address: 235 South 33rd Street, Philadelphia, PA Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Trustee Investment Related: No Start Date: 09/29/2016 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0.25 Description of duties: The Lacrosse Board at UPenn acts as an advisory board for the Men's and Women's Lacrosse program at Upenn. We look to help with program direction, fund raising, mentoring of student athletes and general well being of the programs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-24 |
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