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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Latham | NY | 10/2015 | 02/2018 |
| Lpl Financial Llc | Latham | NY | 02/2018 | Present |
1. 02/14/2018 - New York LTC Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 11/1/2015 - 3 Hours Per Month/3 During Securities Trading - Life, Health, LTC. 2. 10/21/2019 - EMPIRE FINANCIAL ADVISORS INC - DBA: EMPIRE FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/18/2018 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-21 |
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