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Current Employers
Financial Security Solutions, Corp.

23734 Valencia Blvd, Suite 200, Valencia, CA 91355 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-01-31
CA RA APPROVED 2003-05-23
  • LA RA
    APPROVED
    Since 2023-01-31
  • CA RA
    APPROVED
    Since 2003-05-23

Branch Locations

23734 Valencia Blvd, Suite 200, Valencia, CA 91355 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

23734 Valencia Blvd. Suite 200, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Tarzana CA 11/1989 Present
Financial Security Solutions Corp Tarzana CA 10/2002 Present
Previous Registrations
  • 2002-03-01 → 2003-03-13
    Comprehensive Financial Services
    Burbank, CA
Other Businesses

1. KAREN ILENE MALKOFF-HATTON POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1986 ADDRESS: Financial Security Solutions Corp., 23734 Valencia Blvd. Ste 200, Valencia CA 91355, United States DESCRIPTION: Offer life, health, disability, LTC, to our clients. 2. KAREN MALKOFF-HATTON POSITION: trustee NATURE: I am co-trustee of my mother's trust (The Rosen Family Trust) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2017 ADDRESS: 23734 Valencia Blvd,, Suite 200, Valencia CA 91355, United States DESCRIPTION: I am a co-trustee with my Sister (Sheri Rosen Paringer) on my Mother's Trust (The Rosen Family Trust). We each have the ability to act separately if needed however we are, at this time, making decisions together. 3. FINANCIAL SECURITY SOLUTIONS CORP. POSITION: Other - President and COO, 100% shareholder NATURE: Corporation, Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2002 ADDRESS: 23734 Valencia Blvd, Suite 200, Valencia CA 91355, United States DESCRIPTION: I am the President and COO of an Investment Advisory firm. We place money into 3rd party Investment Advisory firms and also do financial planning. We also sell LTC, life, health and disability insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-29
S63 Uniform Securities Agent State Law Examination 1988-05-31
  • S65 Uniform Investment Adviser Law Examination
    1999-11-29
  • S63 Uniform Securities Agent State Law Examination
    1988-05-31
Designations
Other Names
  • Karen I. Hattonmalkoff
  • Karen Ilene Malkoff
  • Karen Merritt
  • Karen Merritt Malkoff
  • Karen Ilene Malkoff
  • Karen Ilene Rosen
  • Karen Ilene Hattonmalkoff

View on SEC IAPD

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