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23734 Valencia Blvd, Suite 200, Valencia, CA 91355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-01-31 |
| CA | RA | APPROVED | 2003-05-23 |
Branch Locations
23734 Valencia Blvd, Suite 200, Valencia, CA 91355 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
23734 Valencia Blvd. Suite 200, Valencia, CA 91355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Tarzana | CA | 11/1989 | Present |
| Financial Security Solutions Corp | Tarzana | CA | 10/2002 | Present |
1. KAREN ILENE MALKOFF-HATTON POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1986 ADDRESS: Financial Security Solutions Corp., 23734 Valencia Blvd. Ste 200, Valencia CA 91355, United States DESCRIPTION: Offer life, health, disability, LTC, to our clients. 2. KAREN MALKOFF-HATTON POSITION: trustee NATURE: I am co-trustee of my mother's trust (The Rosen Family Trust) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2017 ADDRESS: 23734 Valencia Blvd,, Suite 200, Valencia CA 91355, United States DESCRIPTION: I am a co-trustee with my Sister (Sheri Rosen Paringer) on my Mother's Trust (The Rosen Family Trust). We each have the ability to act separately if needed however we are, at this time, making decisions together. 3. FINANCIAL SECURITY SOLUTIONS CORP. POSITION: Other - President and COO, 100% shareholder NATURE: Corporation, Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2002 ADDRESS: 23734 Valencia Blvd, Suite 200, Valencia CA 91355, United States DESCRIPTION: I am the President and COO of an Investment Advisory firm. We place money into 3rd party Investment Advisory firms and also do financial planning. We also sell LTC, life, health and disability insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-31 |
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