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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2017-03-01
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2017-03-01

Branch Locations

6622 Main St Ste 2, Williamsville, NY 14221 • United States

East Aurora, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Williamsville NY 08/2016 03/2020
Ameriprise Financial Services, Llc Williamsville NY 03/2020 Present
Other Businesses

Independent Insurance Brokering; allianz; 08/01/2005; Fixed Annuity / athene; 07/01/2003; / national integrity life; 01/01/1753; . Board of Directors; spectrum health Services; board member; Po box 631, , orchard park, NY, 14127; Not Investment-Related; 09/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-27
  • S63 Uniform Securities Agent State Law Examination
    1984-04-27

View on SEC IAPD

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