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Adrianne Michelle Hoy

Ubs Financial Services Inc.

San Diego, CA

Encinitas, CA

CRD 5198979

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-18
TX RA APPROVED 2021-02-18
  • CA RA
    APPROVED
    Since 2021-02-18
  • TX RA
    APPROVED
    Since 2021-02-18

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

Encinitas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Carlsbad CA 01/2012 11/2016
Wells Fargo Clearing Services, Llc Carlsbad CA 11/2016 02/2021
Ubs Financial Services Inc San Diego CA 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-29
  • S66 Uniform Combined State Law Examination
    2013-01-29
Other Names
  • Adrianne Michelle Grove
  • Adrianne Michelle Hoy

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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