James Richard Zivich

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-12-31

CA RA
APPROVED

Since 1997-12-31

Branch Locations

1370 N. Brea Blvd, Ste 142, Fullerton, CA 92835 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Fullerton	CA	10/1995	Present

10/1995 → Present

Linsco/Private Ledger Corp.

Fullerton, CA

Other Businesses

1. 4/19/2004 - MORTGAGE/REAL ESTATE SERVICES - REAL ESTATE BROKER - INVESTMENT RELATED. 2. 3/19/2009 - REAL ESTATE RENTAL - RENTAL CONDO. RENTERS ARE NOT CLIENTS. - INVESTMENT RELATED - TIME SPENT 2% - IRVINE, CA. 3. 10/20/2010 - OTHER-INSTRUCTOR/TEACHER - FULLERTON COMMUNITY SERVICES - OFFERING INVESTMENT EDUCATION CLASSES FOR THE FULLERTON COMMUNITY SERVICES PROGRAM. - INVESTMENT RELATED - TIME SPENT 5% - FULLERTON, CA.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-05-31

S63 Uniform Securities Agent State Law Examination

1991-05-31

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews