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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-29 |
| TX | RA | APPROVED | 2024-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marsico Capital Management, Llc | Denver | CO | 08/2007 | 04/2017 |
| Umb Distribution Services, Llc | Milwaukee | WI | 03/2014 | 04/2017 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 04/2017 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 04/2017 | Present |
Entity Name: The Hundred Club of Denver Investment related: No "Address: 5160 Preserve Parkway N, Greenwood Village, CO 80121" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Hundred Club of Denver supports that families of the Denver Police, Fire and State Patrol who lose someone in the line of duty. I am the President of the Hundred Club. Regarding Question 6, I am asked to invest cash infrequently in Certificates of Deposit but there is no official investment committee. Entity Name: Denver Scholarship Foundation Investment related: Yes Address: 789 Denver CO Nature of the other business: Provides scholarship money and higher education counselling to Denver Public School students. Position/Title/Relationship: Director Start Date: 01-Jan-2017 Approximate # of hours a month: 1-2 hours Approximate # of hours during securities trading hours: 1 Briefly describe your duties: Serve on Investment, Finance Committee, Nominations, Governance Committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-08 |
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