Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-29
TX RA APPROVED 2024-01-29
  • CO RA
    APPROVED
    Since 2024-01-29
  • TX RA
    APPROVED
    Since 2024-01-29

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marsico Capital Management, Llc Denver CO 08/2007 04/2017
Umb Distribution Services, Llc Milwaukee WI 03/2014 04/2017
Jpmorgan Chase Bank, N.A. Denver CO 04/2017 Present
J.P. Morgan Securities Llc Denver CO 04/2017 Present
Previous Registrations
Other Businesses

Entity Name: The Hundred Club of Denver Investment related: No "Address: 5160 Preserve Parkway N, Greenwood Village, CO 80121" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Hundred Club of Denver supports that families of the Denver Police, Fire and State Patrol who lose someone in the line of duty. I am the President of the Hundred Club. Regarding Question 6, I am asked to invest cash infrequently in Certificates of Deposit but there is no official investment committee. Entity Name: Denver Scholarship Foundation Investment related: Yes Address: 789 Denver CO Nature of the other business: Provides scholarship money and higher education counselling to Denver Public School students. Position/Title/Relationship: Director Start Date: 01-Jan-2017 Approximate # of hours a month: 1-2 hours Approximate # of hours during securities trading hours: 1 Briefly describe your duties: Serve on Investment, Finance Committee, Nominations, Governance Committee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2014-08-08
  • S65 Uniform Investment Adviser Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2014-08-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor