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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-06-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments, Inc | Madison | WI | 10/2013 | Present |
| Lakes And Plains Advisors | St. Paul | MN | 10/2013 | Present |
| Lakes And Plains Advisors | St Paul | MN | 01/2016 | Present |
1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Lakes and Plains Advisors - DBA 3)Aristavue | 8011 34th Avenue South Suite 305 Bloomington, MN 55425 | Investor | Description: A Firm that intends to offer AI Powered Solutions for School Nutrition Programs | Beginning 2/2026 | 0 hours per month, 0 during trading hours | Unpaid | Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-17 |
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