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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Albuquerque | NM | 05/2023 | 02/2026 |
| Visionbank | Fargo | ND | 04/2017 | 05/2023 |
| Old Navy | Fargo | ND | 11/2020 | 02/2021 |
| Bath And Body Works | Fargo | ND | 03/2013 | 12/2018 |
| Ubs Financial Services Inc. | Fargo | ND | 04/2026 | Present |
Viste Properties LLC. Not investment-related. Fargo, ND 58104. Property rental. Vice President/Secretary. Co-owner. 2023. 2 hours/month. Zero hours devoted to business during trading hours. Documenting meeting minutes. Herbalife retail sales - Katie's Nutrition. Not investment-related. Audubon, MN 56511. Drinks Sales. Sole Member. 2026. 10 hours/month. Zero hours devoted to business during trading hours. Selling and delivering energy teas. Cormorant Lakes Sportsman's Club. Nor investment-related. Pelican Rapids, MN 56572. Pull Tab Sales. Employee. 2026. 12 hours/month. Zero hours devoted to business during trading hours. Administering pull tabs. Cormorant Lakes Sportman's Club, Non profit to help children have fun experiences wit the outdoors , Minnesota United States ,56511 clsc.cc Working pull tab jars every other Saturday during the summer. Start date 6/6/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-19 |
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