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Joseph Daniel Keimig

LPl Financial LLC

Fargo, ND

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2026-07-09
MN RA APPROVED 2026-07-02
  • ND RA
    APPROVED
    Since 2026-07-09
  • MN RA
    APPROVED
    Since 2026-07-02

Branch Locations

5650 37 Avenue South,, Fargo, ND 58104 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alerus Securities Fargo ND 05/2018 12/2018
Alerus Financial Fargo ND 09/2015 07/2020
Infinex Investments, Inc. Meriden CT 12/2018 07/2020
Mass Mutual Life Insurance Company Fargo ND 06/2020 05/2021
Mml Investors Services Fargo ND 07/2020 05/2021
Eighth Wonder Investments Llc Fargo ND 05/2021 07/2026
Lpl Financial Llc Fargo ND 07/2026 Present
Bank Forward Fargo ND 07/2026 Present
  • 05/2018 → 12/2018
    Alerus Securities
    Fargo, ND
  • 09/2015 → 07/2020
    Alerus Financial
    Fargo, ND
  • 12/2018 → 07/2020
    Infinex Investments, Inc.
    Meriden, CT
  • 06/2020 → 05/2021
    Mass Mutual Life Insurance Company
    Fargo, ND
  • 07/2020 → 05/2021
    Mml Investors Services
    Fargo, ND
  • 05/2021 → 07/2026
    Eighth Wonder Investments Llc
    Fargo, ND
  • 07/2026 → Present
    Lpl Financial Llc
    Fargo, ND
  • 07/2026 → Present
    Bank Forward
    Fargo, ND
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-24
S63 Uniform Securities Agent State Law Examination 2018-07-16
  • S65 Uniform Investment Adviser Law Examination
    2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    2018-07-16
Other Names
  • Joe Keimig

View on SEC IAPD

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