Michael Brian Block

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2021-11-01
WI	RA	APPROVED	2021-10-28
TX	RA	APPROVED_RES	2017-03-28
MN	RA	APPROVED	2014-02-03

IA RA
APPROVED

Since 2021-11-01
WI RA
APPROVED

Since 2021-10-28
TX RA
APPROVED_RES

Since 2017-03-28
MN RA
APPROVED

Since 2014-02-03

Branch Locations

444 Cedar St, St Paul, MN 55101-2108 • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Minnespolis	MN	04/2011	Present

04/2011 → Present

Ubs Financial Services Inc

Minnespolis, MN

Previous Registrations

2011-03-25 → 2011-04-19

Independent Financial Group, Llc

San Diego, CA

Bloomington, MN

Other Businesses

Universal Life Church / United States / 180 Promenade Circle Suite 300 CA / Other / Religious Organization / Other / Other / Start Date 6/24/2019 / No / No /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-06

S66 Uniform Combined State Law Examination

2009-08-06

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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