Inactive

Christopher J Schwartz

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-02-03

MN RA
APPROVED

Since 2014-02-03

Branch Locations

444 Cedar St, St Paul, MN 55101-2108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	St Paul	MN	02/1999	Present

02/1999 → Present

Ubs

St Paul, MN

Other Names

Chrisopher Joseph Schwartz
Chrisopher Joseph Schwartz

View on SEC IAPD

Other Firms

CLEARWATER MANAGEMENT CO., INC.

FIDUCIARY COUNSELLING INC

MAIRS & POWER

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HILLTOP SECURITIES INC.

WELLS FARGO CLEARING SERVICES, LLC

CAPTRUST

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

HEATHER FITCH RADCLIFF

JAMES P. SHAFER

MICHAEL BRIAN BLOCK

Kathryn Marie Viste

Creighton Silvain

Thomas Running

DOUGLAS JAMES BRUCE

MICHAEL JON FISCHER

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN

FIDUCIARY COUNSELLING INC · ST PAUL, MN

MAIRS & POWER · ST. PAUL, MN

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN

HILLTOP SECURITIES INC. · St. Paul, MN

WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN

CAPTRUST · ST. PAUL, MN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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