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Thomas Running

Ubs Financial Services Inc.

St Paul, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-11-17
  • MN RA
    APPROVED
    Since 2025-11-17

Branch Locations

444 Cedar St, St Paul, MN 55101-2108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Saint Paul MN 04/2024 Present
Erik's Bike Shop Minneapolis MN 07/2021 02/2024
Jeremy Savageau State Farm Agency Spring Lake Park MN 07/2020 07/2021
Cliqstudios Llc Edina MN 05/2017 04/2020
Sander's Steel Erectors Hastings MN 09/2015 05/2017
  • 04/2024 → Present
    Ubs Financial Services
    Saint Paul, MN
  • 07/2021 → 02/2024
    Erik's Bike Shop
    Minneapolis, MN
  • 07/2020 → 07/2021
    Jeremy Savageau State Farm Agency
    Spring Lake Park, MN
  • 05/2017 → 04/2020
    Cliqstudios Llc
    Edina, MN
  • 09/2015 → 05/2017
    Sander's Steel Erectors
    Hastings, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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