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Brian John Wells

Morgan Stanley

Williamsville, NY

Sarasota, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-05
NY RA APPROVED 2021-06-16
CT RA APPROVED 2020-08-28
TX RA APPROVED_RES 2020-08-28
  • FL RA
    APPROVED
    Since 2023-10-05
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2020-08-28
  • TX RA
    APPROVED_RES
    Since 2020-08-28

Branch Locations

450 Essjay Road Suite 100, Williamsville, NY 14221 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Williamsville NY 11/2008 08/2020
Morgan Stanley Smith Barney Llc Williamsville NY 08/2020 Present
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 11/2008 → 08/2020
    Ubs Financial Services Inc.
    Williamsville, NY
  • 08/2020 → Present
    Morgan Stanley Smith Barney Llc
    Williamsville, NY
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2008-11-26 → 2020-09-08
    Ubs Financial Services Inc.
    Williamsville, NY
    Buffalo, NY
  • 2007-04-02 → 2008-12-01
    Morgan Stanley & Co. Llc
    Williamsville, NY
  • 2006-05-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Williamsvlle, NY
    Williamsville, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-04
S63 Uniform Securities Agent State Law Examination 1984-03-27
  • S65 Uniform Investment Adviser Law Examination
    2006-05-04
  • S63 Uniform Securities Agent State Law Examination
    1984-03-27
Designations
Other Names
  • Brian John Wiechelt

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
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