Stephen Frederic Arnstein

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-11
MO	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2014-02-11
MO RA
APPROVED

Since 2009-06-01

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Clayton	MO	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Clayton, MO
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

1995-11-01 → 2009-06-01

Citigroup Global Markets Inc.

St. Louis, MO

Clayton, MO

Other Businesses

*409011 - Trust; Investment related -Yes; SAINT LOUIS, Missouri; Trustee; 08/2020; During business hours: 1; After business hours: 0; *409781 - Trust; Investment related Yes; St. Louis, MO; Oct 2018; During business hours: 2; After business hours: 1.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-15
S63	Uniform Securities Agent State Law Examination	1984-03-26

S65 Uniform Investment Adviser Law Examination

1992-07-15
S63 Uniform Securities Agent State Law Examination

1984-03-26

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews