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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-24
NY RA APPROVED 2021-04-19
CT RA APPROVED 2011-03-07
  • TX RA
    APPROVED_RES
    Since 2024-09-24
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2011-03-07

Branch Locations

6245 Sheridan Dr, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsville NY 03/2011 Present
Bank Of America, N.A. Williamsville NY 07/2011 Present
Previous Registrations
Other Businesses

I* 1692364For profit or not for profit:Name of outside business organization: ViavadaInvestment related: noAddress of business: Nature of business: Position, title, association: ExecutorStart date of relationship: Number of hours devoted: Number of hours devoted during trading hours: Duties: Account, Viavada has requested that Ronald D. Viavada be the Executorof his will I*1687266 Name of OBA:Viavada Investment Related: No Position, Title, Association:Power of Attorney Duties:Power of Attorney

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-15
  • S66 Uniform Combined State Law Examination
    2007-01-15
Other Names
  • Ronald Viavada

View on SEC IAPD

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