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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-04-25 |
| CT | RA | APPROVED | 2012-07-13 |
Branch Locations
107 John Street Suite 2, Southport, CT 06890 • United States
4010 Galt Ocean Drive #706, Fort Lauderdale, FL 33308 • United States
Westport, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Southport | CT | 07/2012 | Present |
| Southport Financial Group, Llc | Southport | CT | 05/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Southport | CT | 07/2012 | Present |
(1)Name of Business: Southport Financial Group Address: 107 John St Fl 2, Southport, CT, 06890, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch manager/securities sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-07 |
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