Thomas William Friedberg

Current Employers

Employment History

• 01/2006 → Present
  Mineral King Partners
  Denver, CO
• 02/2007 → Present
  Boustead Securities,Llc
  Irvine, CA
• 09/2017 → 07/2019
  Sutter Securities Clearing, Llc
  Irvine, CA
• 05/2019 → Present
  Sutter Securities, Inc.
  San Francisco, CA
• 05/2019 → Present
  Sutter Securities Financial Services Inc.
  San Francisco, CA
• 01/2021 → 05/2021
  Sutter Capital Partners, Llc (Crd# 288442)
  Irvine, CA
• 05/2021 → Present
  Sutter Capital Partners, Llc (Crd# 312689)
  Irvine, CA

Previous Registrations

• 2021-01-20 → 2021-07-21
  Sutter Capital Partners, Llc
  Irvine, CA
  Irvine, CA

Other Businesses

(1) MINERAL KING PARTNERS, LLC, NO IR, DENVER, CO, BUSINESS CONSULTING, 100% OWNER, 01/2006, 10 HR/MO. (2) Sutter Securities Inc., IR, San Francisco, CA, Investment Banking, Independent Contractor, 5/2019, 20hrs/month (3) Sutter Securities Financial Services, Inc., No IR, San Francisco, CA, Valuations Opinions ad Testimony services, Independent Contractor, 5/2019, 20hrs/month (4) Boustead Securities LLC, Investment-related brokerage services, Irvine, CA, 10 hrs/month --- In Home Supportive Services (IHSS) of Marin County10 North San Pedro Road, San Rafael, CA 94903 www.marinihhs.com. Start Date Mar 08, 2022. Duties Disabled Friend of 40+ Years asked for help with household tasks. Non-investment related. Work time 40 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-09
• S63 Uniform Securities Agent State Law Examination
  1987-11-09

Other Names

• Thomas W Friedberg