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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| CO | RA | APPROVED | 2012-10-18 |
Branch Locations
3268 W. 11Th Avenue Place, Broomfield, CO 80020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | CO | 10/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2012 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2014 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2012 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-22 |
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