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30 Old Kings Highway South - Suite 200, Darien, CT 06820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2013-01-23 |
Branch Locations
30 Old Kings Highway South - Suite 200, Darien, CT 06820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Management Inc | Darien | CT | 12/2012 | Present |
Name 88 Acorn Street LLC Invesment RelatedNO Address25 Hamilton Lane Darien CT 06820 Nature of BusinessPersonal Real Estate Holding PositionMember Date1/24/2011 Hours/month1 Hours during trading hours0.01 Duties None Name THP Peet Street LLC Invesment RelatedNO Address25 Hamilton Lane Darien CT 06820 Nature of BusinessMulti-Family Property Holding PositionMember Date8/22/2011 Hours/month1 Hours during trading hours0.01 Duties None Name THP Management LLC Invesment RelatedNO Address25 Hamilton Lane Darien CT 06820 Nature of BusinessLLC for real estate related banking PositionMember Date1/4/2017 Hours/month1 Hours during trading hours0.01 Duties None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-19 |
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