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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| MN | RA | APPROVED | 2023-11-02 |
Branch Locations
90 South 7Th St, Minneapolis, MN 55402 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
Lakeville, MN • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| AR | RA | APPROVED | 2022-05-16 |
| IN | RA | APPROVED | 2022-05-13 |
| MN | RA | APPROVED | 2015-10-06 |
| NJ | RA | APPROVED | 2003-07-01 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls, Minneapolis, MN 55402 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Lakeville, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Short Hills | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-26 |
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