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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-26 |
| KY | RA | APPROVED | 2013-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Lexington | KY | 02/2013 | Present |
(1) Name of Business: S.T.E inc. Address: Lexington, KY, 40502, United States - Activity Type: Business Owner Position/Title: Officer - Treasurer - Investment Related: No - Start Date: 01/23/2001 - Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: minimal-annual meeting treasurer report
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-06 |
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