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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-03-17 |
Branch Locations
800 Green Valley Road Suite 300, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Greensboro | NC | 03/2009 | Present |
1. JOHN C. WATSON III, IRREV LIFE INS. TRUST, RESIDENTIAL ADDRESS LISTED. O HRS/MONTH DURING TRADING HRS. TRUSTEE OF UNFUNDED LIFE INS TRUST 2. LLW HOLDINGS, LLC -RESIDENTIAL ADDRESS LISTED. 0 HRS./MONTH DURING TRADING HRS. AGENT/MANAGER OF LLC OWNED BY SISTER. THE LLC OWNS A SINGLE PRIVATE RESIDENCE WHICH IS CURRENTLY LEASED. 3. GREENSBORO DAY SCHOOL - 5401 LAWNDALE DR. , GREENSBORO, NC 27455. 2 HRS/MONTH DURING TRADING HRS. MEMBER OF FINANCE & INVESTMENT COMMITTEES. REVIEW FINANCIAL MATTERS RELATED TO SCHOOL OPERATION PROVIDE STRATEGIES CONSULTATION & REPORT TO BOARD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-24 |
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