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Current Employers
Crane & Associates Wealth Management

801 E. Chapman Ave Suite 104, Fullerton, CA 92831 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-09-25
ID RA APPROVED 2023-09-15
CO RA APPROVED 2023-08-01
WA RA APPROVED 2023-02-27
AZ RA APPROVED 2022-09-20
TX RA APPROVED 2022-09-08
CA RA APPROVED 2021-07-30
  • NV RA
    APPROVED
    Since 2023-09-25
  • ID RA
    APPROVED
    Since 2023-09-15
  • CO RA
    APPROVED
    Since 2023-08-01
  • WA RA
    APPROVED
    Since 2023-02-27
  • AZ RA
    APPROVED
    Since 2022-09-20
  • TX RA
    APPROVED
    Since 2022-09-08
  • CA RA
    APPROVED
    Since 2021-07-30

Branch Locations

801 E. Chapman Ave Suite 104, Fullerton, CA 92831 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

801 East Chapman Ave Ste 104, Fullerton, CA 92831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
California State University Fullerton CA 09/1976 10/2016
Crane & Associates Fullerton CA 09/1976 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Crane Advisory Llc Dba Crane & Associates Wealth Management Fullerton CA 07/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Dbc Advisory Llc Fullerton CA 01/2024 Present
Dbc Advisory Llc Fullerton CA 01/2024 Present
  • 09/1976 → 10/2016
    California State University
    Fullerton, CA
  • 09/1976 → Present
    Crane & Associates
    Fullerton, CA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2021 → Present
    Crane Advisory Llc Dba Crane & Associates Wealth Management
    Fullerton, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2024 → Present
    Dbc Advisory Llc
    Fullerton, CA
  • 01/2024 → Present
    Dbc Advisory Llc
    Fullerton, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/18/2016; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 2. CRANE & ASSOCIATES; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA NAME; START 07/11/2011; >40HRS/WEEK (TRADING HOURS;) DBA NAME FOR SECURITIES BUSINESS. 3. NAME OF OTHER BUSINESS: CRANE ADVISORY LLC DBA CRANE & ASSOCIATES WEALTH MANAGEMENT - CRD#314432; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: OWNER/INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 7/2021; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT; 4. NAME OF OTHER BUSINESS: DBC ADVISORY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: MANAGER/OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY - BOOKKEEPING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-15
  • S63 Uniform Securities Agent State Law Examination
    1987-12-15
Designations

View on SEC IAPD

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