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801 E. Chapman Ave Suite 104, Fullerton, CA 92831 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-09-25 |
| ID | RA | APPROVED | 2023-09-15 |
| CO | RA | APPROVED | 2023-08-01 |
| WA | RA | APPROVED | 2023-02-27 |
| AZ | RA | APPROVED | 2022-09-20 |
| TX | RA | APPROVED | 2022-09-08 |
| CA | RA | APPROVED | 2021-07-30 |
Branch Locations
801 E. Chapman Ave Suite 104, Fullerton, CA 92831 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
801 East Chapman Ave Ste 104, Fullerton, CA 92831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| California State University | Fullerton | CA | 09/1976 | 10/2016 |
| Crane & Associates | Fullerton | CA | 09/1976 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Crane Advisory Llc Dba Crane & Associates Wealth Management | Fullerton | CA | 07/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Dbc Advisory Llc | Fullerton | CA | 01/2024 | Present |
| Dbc Advisory Llc | Fullerton | CA | 01/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/18/2016; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 2. CRANE & ASSOCIATES; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA NAME; START 07/11/2011; >40HRS/WEEK (TRADING HOURS;) DBA NAME FOR SECURITIES BUSINESS. 3. NAME OF OTHER BUSINESS: CRANE ADVISORY LLC DBA CRANE & ASSOCIATES WEALTH MANAGEMENT - CRD#314432; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: OWNER/INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 7/2021; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT; 4. NAME OF OTHER BUSINESS: DBC ADVISORY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: MANAGER/OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY - BOOKKEEPING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-12-15 |
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