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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-01 |
| TN | RA | APPROVED | 2018-04-30 |
Branch Locations
6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Germantown | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Germantown | TN | 11/2016 | 04/2018 |
| Stephens Inc. | Memphis | TN | 04/2018 | Present |
Levylane Properties - 2290 Turpins Glen Dr., Memphis, TN - investment related - LLC will own four rental properties in Nashville, TN - July 2015 - several hours per month devoted to the other business - 0 hours devoted during securities trading hours: Beaukat Properties #1 & 2, LLC - PO Box 382296, Germantown, TN - investment related - Controlling Member of LLC - Rental Houses - September 2019 - Minimal time devoted to the other business - Minimal time devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-01-27 |
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