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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2006-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston-Salem | NC | 01/2006 | Present |
| Bank Of America, N.A. | Winston-Salem | NC | 05/2011 | Present |
I*: 2938264 Entity Type: Fiduciary role Name of OBA: S. C B. Address: Kernersville, NC 27284 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 8/7/2024 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Power of Attorney/Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-26 |
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