Michael Hayes Hamilton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → 10/2024
  B. Riley Wealth Management
  Houston, TX
• 07/2022 → 10/2024
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 10/2024 → 08/2025
  Wedbush Securities
  Houston, TX
• 08/2025 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2024-10-04 → 2025-08-13
  Wedbush Securities Inc.
  Pasadena, CA
  Houston, TX
• 2022-08-08 → 2024-10-31
  B. Riley Wealth Advisors, Inc.
  Houston, TX
• 2006-01-26 → 2022-12-31
  B. Riley Wealth Management
  Houston, TX
  Houston, TX
• 1995-05-31 → 2004-12-15
  Morgan Keegan & Company, Llc
  Houston, TX

Other Businesses

1) 07/2025 - SKYWARD FINANCIAL LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 100% time spent

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-31
• S63 Uniform Securities Agent State Law Examination
  1984-02-09

Other Names

• Mike Hamilton
• Michael Hamilton