Steven Michael Stroup

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bedford, PA
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Bedford, PA
• 06/2021 → Present
  Lpl Financial Llc
  Bedford, PA

Previous Registrations

• 1991-01-17 → 2021-06-22
  Wells Fargo Clearing Services, Llc
  Bedford, PA

Other Businesses

1) 6/2021- BEDFORD TRADING CLUB INVESTMENT CLUB- Investment Club- member- Inv. Related- Bedford, PA- start date 1995- 1hr/mth 2) 6/2021- Boggs & Company Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Cumberland MD- start date 6/2021 3) 6/2021- Notary- Inv. Related- Bedford, PA - start dat 3/12/2009- 1hr/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-20
• S63 Uniform Securities Agent State Law Examination
  1984-01-25