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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-06-29 |
| NC | RA | APPROVED | 2002-08-27 |
| IN | RA | APPROVED | 1998-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fayetteville | NC | 12/1994 | Present |
| Bank Of America, N.A. | Fayetteville | NC | 07/2011 | Present |
I*1040397Entity CharitableName of OBA: Community Development FoundationAddress: Fayetteville, North Carolina, 28301Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 10/19/2022No Hours: 1No Hours during trading: 1Duties: Advise organization on business development activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-20 |
| S65 | Uniform Investment Adviser Law Examination | 1995-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-13 |
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