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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States
Cincinnati, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Cincinnati | OH | 09/2008 | 10/2018 |
| J.J.B. Hilliard, W.L. Lyons, Llc | Cincinnati | OH | 10/2018 | Present |
| Robert W. Baird & Co. Incorporated | Cincinnati | OH | 10/2019 | Present |
1) VINE STREET VENTURE FUND 2, NON-INVEST RELATED, 425 WALNUT STREET, CINCINNATI OH 45202, PRIVATE EQUITY INVESTMENT, PASSIVE INVESTOR, 7/2015, 0 HRS/MONTH, NO DUTIES. 2) Greentech Motors Corporation, not investment-related, 31324 Via Colinas; Ste. 108 West Lake Village CA 91362, a private California corporation that holds a long term license providing it with the rights to fully commercialize the Lake Air Gap Ring (LAGeR) technology in the manufacturing of electric motors and generators, Passive Investor, 3/2016, 0 hrs/month, no duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-30 |
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