James Joseph Glownia

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
FL	RA	APPROVED	2019-03-27
TX	RA	APPROVED_RES	2010-03-16

NY RA
APPROVED

Since 2021-08-03
FL RA
APPROVED

Since 2019-03-27
TX RA
APPROVED_RES

Since 2010-03-16

Branch Locations

8340 Main Street, Williamsville, NY 14221 • United States

Estero, FL • United States

Grand Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Williamsville	NY	05/1991	Present

05/1991 → Present

Linsco/Private Ledger Corp.

Williamsville, NY

Other Businesses

1. 3/01/2007 - NON-VARIABLE INSURANCE DBA - GLOWNIA FINANCIAL GROUP - TIME SPENT 1% 2. 07/19/2011 - FIXED INSURANCE SALES - NON-VARIABLE INSURANCE - TIME SPENT 30%

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-02-28
S63	Uniform Securities Agent State Law Examination	1984-03-16

S65 Uniform Investment Adviser Law Examination

2019-02-28
S63 Uniform Securities Agent State Law Examination

1984-03-16

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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