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2223 Avenida De La Playa Suite 210, La Jolla, CA 92307 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-03-13 |
Branch Locations
2223 Avenida De La Playa Ste. 210, La Jolla, CA 92037-3218 • UNITED STATES
2223 Avenida De La Playa Suite 210, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Higgins Capital Management, Inc. | La Jolla | CA | 08/1997 | Present |
HIGGINS CAPITAL WAS APPROVED AS AN INVESTMENT ADVISOR EFFECTIVE MARCH 13, 1998. DEBORAH M. HIGGINS IS AN INVESTMENT ADVISOR EFFECTIVE JUNE 8, 2007. SHE SPENDS AROUND 20 HOURS/WEEK ON THE IA BUSINESS. DEBORAH M. HIGGINS HOLDS AN ACCIDENT/HEALTH, LIFE ONLY AND VARIABLE CONTRACTS LICENSE EFFECTIVE 9/3/2014. SHE SPENDS AROUND 1 HOUR/WEEK ON THE INSURANCE BUSINESS. MS. HIGGINS WAS APPOINTED ON MARCH 1, 2007 TO SERVE ON THE INVESTMENT ADVISORY COMMITTEE (IAC) FOR THE OFFICE OF THE CITY TREASURER, CITY OF SAN DIEGO, 1200 THIRD AVE. 16TH FLOOR, SAN DIEGO, CA. SHE SPENDS 4 HOURS/YEAR ON THE COMMITTEE. MS. HIGGINS WAS APPOINTED ON JUNE 16, 2020, TO SERVE ON THE FINANCE COMMITTEE FOR THE ALLIANCE HEALTHCARE FOUNDATION, 5060 SHOREHAM PLACE, STE. 350 SAN DIEGO, CA. SHE SPENDS AROUND 2 HOURS/MONTH ON THE COMMITTEE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-30 |
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