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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2014-09-16
  • HI RA
    APPROVED
    Since 2014-09-16

Branch Locations

735 Bishop Street Suite 433, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The New England Honolulu HI 05/1990 Present
New England Securities Honolulu HI 10/1990 Present
Cambridge Investment Research Inc Fairfield IA 09/2014 Present
Cambridge Investment Research Advisors Inc Fairfield IA 09/2014 Present
  • 05/1990 → Present
    The New England
    Honolulu, HI
  • 10/1990 → Present
    New England Securities
    Honolulu, HI
  • 09/2014 → Present
    Cambridge Investment Research Inc
    Fairfield, IA
  • 09/2014 → Present
    Fairfield, IA
Previous Registrations
  • 2002-01-04 → 2014-09-19
    New England Securities
    Honolulu, HI
    Honolulu, HI
    Foster City, CA
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
Other Businesses

1) MOIR FINANCIAL & INSURANCE SERVICES - 735 BISHOP STREET, STE 433, HONOLULU, HI, 01/01/94, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR, 0 HR/MO- 0/TRADING HR. 2) BUILD A BETTER BALANCE BETWEEN YOUR BUSINESS AND YOUR LIFE. 735 BISHIP STREET, STE 433, HONOLULU, HI. STARTED 1/2005 AS AUTHOR. 1ST BOOK THAT HAS BEEN PUBLISHED. SPENDS NO TIME ON THIS ACTIVITY. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 4) MOIR NEXTGEN, LLC, 735 Bishop Street, Suite 433, Honolulu HI 96813, 09/2021, OWNER, ENTITY FOR SECURITIES RELATED INCOME, NIR, 0 HR/MO - 0 HR/MO TRADING, 5) SANO, 28555 Orchard Lake Rd., Suite 100, Farmington Hills MI 48334, 07/2026, Investment Advisor Representative, DBA Name, INV REL, 200 HR/MO, 60 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-15
S63 Uniform Securities Agent State Law Examination 1991-04-06
  • S65 Uniform Investment Adviser Law Examination
    2001-10-15
  • S63 Uniform Securities Agent State Law Examination
    1991-04-06
Designations
Other Names
  • Heather Moir
  • Heather Logan Moir

View on SEC IAPD

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