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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
65 Lasalle Road Suite 200 & 316, West Hartford, CT 06107 • United States
Cheshire, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | West Hartford | CT | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | West Hartford | CT | 03/2017 | Present |
| Massmutual Life Insurance Co | West Hartford | CT | 07/2016 | Present |
(1.)Independent insurance agent - from business address - 30sec hours 6non sec hours - selling Dental and Group Disability Income, Life/Accident/Health - since 01/2006 (2.)Owner Condominium Unit Chesire,CT 1 Securities Trading Hours Weekly, Start Date 6/2013 (3)Name: Light House Employee Benefits, LLC Inv rel: Y Add: 65 LaSalle Rd West Hartford CT 06107 Nature: Entity used to funnel operating expenses through. No security expenses or commissions go through this entity. Position: MBR Start date: 06/01/2020 No. HR/MO: 2 No. HR/MO dur trading: 0 Describe duties: Minor administrative duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-18 |
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