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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-17 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Roseville | MN | 04/1995 | Present |
| Focus Financial Network | Roseville | MN | 04/1995 | Present |
1. PEREGRINE FINANCIAL, INC. POSITION: President NATURE: Subchapter S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/15/1995 ADDRESS: 1300 Godward St. NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Tax filing and other reporting 2. FOCUS FINANCIAL NETWORK, INC. POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/17/1995 ADDRESS: 1300 Godward St. NE, Suite 5500,, Minneapolis MN 55413, United States DESCRIPTION: Act as agent to assist clients in obtaining life, disability, and long term care insurance. Involves taking applications and monitoring the underwriting process. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Planner NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 04/17/1995 ADDRESS: 1300 Godward St. NE, Suite 5500, Minneapolis MN 55410, United States DESCRIPTION: Assist clients in the construction of properly allocated investment portfolios, monitor on an ongoing basis, recommend changes as needed, all in an effort of helping them achieve their financial goals and objectives.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-13 |
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