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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED_RES | 2023-06-16 |
Branch Locations
6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 01/2014 | 11/2017 |
| Bank Of America, N.A. | Oklahoma City | OK | 01/2014 | 11/2017 |
| Ubs Financial Services, Inc. | Houston | TX | 11/2017 | 06/2023 |
| Morgan Stanley Smith Barney Llc | Oklahoma City | OK | 06/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2023 | Present |
*561292- K-Life; Investment related: No; Branson, Missouri; Religious; Board Member, Board President (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 2; After business hours: 3; Business Development/Growth, Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-28 |
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