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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-08 |
| TX | RA | APPROVED_RES | 2014-06-18 |
| AZ | RA | APPROVED | 2014-06-06 |
Branch Locations
6909 E Greenway Parkway Suite 295, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Scottsdale | AZ | 05/2014 | Present |
| Stratos Wealth Partners | Scottsdale | AZ | 05/2014 | Present |
1. 9/2/2014: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - RILEY-ECHOLS WEALTH MANAGEMENT - 160 HOURS PER MONTH DURING TRADING - SCOTTSDALE, AZ. 2. 11/7/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STRATOS WEALTH PARTNERS, LLC - 200 HOURS PER MONTH/160 HOURS DURING TRADING - SCOTTSDALE, AZ. 3. 12/9/2014: REGISTERED INVESTMENT ADVISOR HYBRID - STRATOS WEALTH PARTNERS - STARTED 05/29/2014 - INVESTMENT RELATED - 80 HOURS PER MONTH/8 HOURS DURING TRADING - SCOTTSDALE, AZ. 4. 12/17/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - RILEY/ECHOLS WEALTH MANAGEMENT - STARTED 05/29/2014 - INVESTMENT RELATED - 160 HOURS PER MONTH/8 HOURS DURING TRADING - SCOTTSDALE, AZ. 5. 05/27/2014: LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-29 |
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