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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-07-16 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
3608 W Friendly Ave Ste 211, Greensboro, NC 27410-4833 • United States
Summerfield, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greensboro | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Greensboro | NC | 03/2020 | Present |
Board of Directors; UNCG Board of Visitors; Board Member; 1400 Spring Garden St, Greensboro, NC 27412, ,; Not Investment-Related; 05/18/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Honey Badger Management LLC; Payments received from sale of Practice and servicing advisor activities.; Manage advisory business; 835 Straits Turnpike, STE 2-A, Middlebury, CT, 06762; Investment-Related; 02/01/2024; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-01-11 |
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