Rollin Gilbert Schuster

Current Employers

Employment History

• 09/1985 → Present
  Travelers
  Hartford, CT
• 05/1987 → Present
  Connecticut Mutual Life Ins. Company
  Hartford, CT
• 01/1992 → Present
  Schuster Driscoll & Company
  Farmington, CT
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Farmington, CT
• 06/2006 → Present
  Kestra Investment Services, Llc
  Farmington, CT

Other Businesses

1) Schuster Driscoll, LLC Investment Related: Yes Address: 135 South Road Farmington CT 06032 Nature of Business: Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Owner Start Date: 1/1/1990 Hours/ month: 100%+ Hours/ month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage business/ client relationships 2) The Alliance for Non Profit Growth and Opportunities, Inc Investment Related: No Address: 135 South Rd Farmington CT 06032 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: President Start Date: 6/23/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage organization 3) Schuster Driscoll LLC dba The Schuster Group Investment Related: Yes Address: 135 South Road Farmington CT 06032 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: sole member; owner; president Start Date: 1/1/2016 Hours/ month: 100%+ Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Run business, sales 4) Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours/ month: Up to 100% Hours/ month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory 5) QUALIDIGM Investment Related: No Address: 1290 SILAS DEANE HIGHWAY WETHERSFIELD CT 06109 Nature of Business: Board Position Position, Title or Relationship: BOARD MEMBER Start Date: 1/1/2016 Hours/ month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: BOARD MEMBER 6) CW RESOURCES INC. Investment Related: No Address: 227 MYRTLE STREET NEW BRITAIN CT 06031 Nature of Business: Board Position Position, Title or Relationship: BOARD MEMBER Start Date: 9/1/2013 Hours/ month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: TREASURER 7) Cross Current Insurance Group, LLC Investment Related: No Address: 135 South Road Farmington CT 06032 Nature of Business: Insurance Position, Title or Relationship: Member Start Date: 11/1/2018 Hours/ month: 11% - 20% (17 - 32 hours) Hours/ month during trading hours: 21% - 30% (29 - 42 hours) Duties: Sales and marketing 8) NFP Investment Related: Yes Address: 340 Madison Ave New York NY 10173 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee Start Date: 1/1/2021 Hours/ month: 91% - 100% (145 - 160 hours) Hours/month during trading hours: 81% - 90% (113 - 126 hours) Duties: Sales and management 9) SOUL FLY LODGE POSITION: Partial owner NATURE: Fly Fishing Lodge INVESTMENT RELATED: No # OF HOURS: 1 TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: Greay Harbor Cay, Berry Islands UM 11111, United States DESCRIPTION: review financials 10) KISMET PROPERTIES POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 6 TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 210 Old Farms Road, Simsbury CT 06070, United States DESCRIPTION: Manage 11) FRANKLIN PIERCE UNIVERSITY POSITION: Board Member NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 6 TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 40 University Drive, Rindge NH 03461, United States DESCRIPTION: Board of Trustees of Franklin Pierce University. 12) OUTDOOR GUIDE ASSOCIATION POSITION: Director NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 2 TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 210 Old Farms Road, Simsbury CT 06070, United States DESCRIPTION: Oversight

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-05-10
• S63 Uniform Securities Agent State Law Examination
  1984-07-13

Other Names

• Rollie Schuster