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V T Adams

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Novi, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-04
OH RA APPROVED 2004-11-01
TX RA APPROVED_RES 1994-04-21
  • MI RA
    APPROVED
    Since 2010-05-04
  • OH RA
    APPROVED
    Since 2004-11-01
  • TX RA
    APPROVED_RES
    Since 1994-04-21

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Novi, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 10/1983 Present
Bank Of America, N.A. Bloomfield Hills MI 05/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-15
S63 Uniform Securities Agent State Law Examination 1983-12-20
  • S65 Uniform Investment Adviser Law Examination
    2004-12-15
  • S63 Uniform Securities Agent State Law Examination
    1983-12-20
Other Names
  • V Thomas Adams
  • Tom Adams
  • V Thomas Adams
  • Vernon Thomas Adams
  • Thomas Adams
  • V. Thomas Adams

View on SEC IAPD

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