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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-10-19 |
| TX | RA | APPROVED | 2023-10-19 |
Branch Locations
102 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Colorado Springs | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 11/2016 | 10/2023 |
| Stifel, Nicolaus & Company, Incorporated | Colorado Springs | CO | 10/2023 | Present |
1.Three Fourteen & A Half LLC; 319 Cheyenne Blvd Colorado Springs CO 80905; rental property; Manager; Maintaining calendar, coordinating guest stays, cleaning crews etc. for short term rental; 03/01/2018; 10.00hrs/month; Not during securities trading hours; Investment-Related 2. Pikes Peak International Hill Climb; 1631 Mesa Ave Suite E Colorado Springs CO 80906; Hill Climb (automobile racing); Course Marshall - Volunteer; course safety; 06/03/2024; 30.00hrs/month; Not during securities trading hours; Not Investment-Related 3. Porsche Club of America - Alpine Mountain Region; 18920 White Fawn Drive Monument CO 80132; non-profit single marque car club; 2nd Vice President (Board of Directors); ATTEND BOARD MEETINGS, REPRESENT THE CLUB AT VARIOUS FUNCTIONS; 01/01/2022; 2.00hrs/month; Not during securities trading hours; Not Investment-Related 4. Porsche Club of America - Alpine Mountain Region; 18920 White Fawn Drive Monument CO 80132; single marque not for profit car club; HPDE Chair; organizing and staffing High Performance Drivers Education events; 01/01/2022; 25.00hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-19 |
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