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Stephen Jon Pelleriti

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-01
CT RA APPROVED 2016-06-03
  • FL RA
    APPROVED
    Since 2023-05-01
  • CT RA
    APPROVED
    Since 2016-06-03

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 03/2016 Present
Bank Of America, N.A. Wellesley Hills MA 08/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-01
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S66 Uniform Combined State Law Examination
    2016-06-01
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07
Other Names
  • Stephen Pelleriti
  • Steve Pelleriti

View on SEC IAPD

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